This has been coming up a lot lately, so here's my brief answer to all this stuff.
Securities licenses (Series 6, 7, 63, 65, 66, etc.) are required for the following:
- Buying recommendations and transactions of securities for clients
- Selling recommendations and transactions of securities for clients
- Holding securities recommendations for clients
- Professional analysis and advice regarding securities.
The Series 6, 7, & 63 allow you do earn commissions on the sales of securities.
The Series 65/66 allow you to earn asset-based management fees on portfolio management platforms.
That's
Source of insurance-forums.net
Securities licenses (Series 6, 7, 63, 65, 66, etc.) are required for the following:
- Buying recommendations and transactions of securities for clients
- Selling recommendations and transactions of securities for clients
- Holding securities recommendations for clients
- Professional analysis and advice regarding securities.
The Series 6, 7, & 63 allow you do earn commissions on the sales of securities.
The Series 65/66 allow you to earn asset-based management fees on portfolio management platforms.
That's
Comments
Post a Comment